Chief Compliance Officer

Arootah

Completely RemoteContractFinance & Banking
Posted Today

Job description

About the Company

Arootah is a talent solutions firm purpose-built for the alternative investment industry. We advise and we execute, covering the full talent spectrum from entry to exit across five services: Talent Acquisition, Fractional Leadership, Talent Development, Retention & Compensation, and Transition.

Responsibilities

  • Design, implement, and enhance compliance programs for alternative investment firms
  • Advise on SEC regulations, regulatory reporting, marketing rules, and governance best practices
  • Conduct compliance reviews, risk assessments, and internal policy evaluations
  • Support regulatory examinations, audits, and institutional due diligence processes
  • Partner with leadership teams to strengthen governance and operational controls
  • Manage compliance infrastructure, service providers, and ongoing monitoring frameworks

Requirements

  • Prior experience as a Chief Compliance Officer or equivalent senior compliance leadership role within a hedge fund, private equity firm, or family office
  • Deep understanding of regulatory requirements and compliance frameworks within alternative investments
  • Proven track record of building and managing effective compliance programs
  • Strong leadership, communication, and stakeholder management skills
  • Ability to operate both strategically and hands-on in dynamic environments

Skills & tools

Compliance

What the team is looking for

Use this list as a quick fit check before you apply.

  1. 01Prior experience as a CCO or senior compliance leader
  2. 02Expertise in hedge funds, private equity, or family offices
  3. 03Deep understanding of SEC regulations
  4. 04Proven track record in compliance program management
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