Due Diligence Analyst

Responsibilities

• Support due diligence reviews for new and existing partners, including fintechs, financial institutions, and third-party service providers
• Communicate with global partners to coordinate requirements, timelines, and documentation
• Conduct third-party risk management processes, including KYC, KYB, enhanced due diligence, and risk assessments
• Review partner documentation for completeness and potential risk indicators
• Track onboarding progress and ensure documents are submitted ahead of launch deadlines
• Collaborate with internal Operations, Compliance, AML, Legal, and Product teams
• Identify process gaps and contribute to improvements in the onboarding and diligence process

Requirements

• 2–3 years of experience in risk management, operational risk, compliance, AML, or financial crime within financial services or fintech
• Bachelor's degree in Finance, Business, Economics, Risk Management, or a related field
• Comfort working with international partners across different jurisdictions
• Strong analytical skills to identify anomalies and gaps in documentation
• Strong project management and prioritization skills
• Excellent written and verbal communication skills

Preferred Qualifications

• Familiarity with BSA/AML, KYC, KYB, and third-party risk management practices
• Experience supporting partner or vendor onboarding in a brokerage or payments environment
• Understanding of operational resilience, cybersecurity, or data protection frameworks
• Experience reviewing AML, sanctions, and fraud policies
• Familiarity with broker-dealer or embedded finance models

Benefits

• Competitive Salary & Stock Options
• Health Benefits
• New Hire Home-Office Setup stipend
• Monthly stipend via Brex Card

About the Company

Alpaca is a US-headquartered, global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, and fixed income, serving hundreds of financial institutions across 40 countries.