Senior Compliance Manager

Eqvilentjobs

WorldwideFully remoteFull TimeSeniorFinance & Banking
Posted 3h ago

Why we think you can apply

Hiring model
Open worldwide · the employer states no country restriction
Work from
Anywhere, the UAE included

Posted 3 hours ago · apply link checked 2 hours ago

About the role

Responsibilities

  • Lead major compliance projects such as market access and regulatory remediation
  • Manage project timelines, resources, and stakeholder expectations
  • Own compliance responsibilities for assigned regions and regulatory domains
  • Oversee regulatory reporting requirements including transaction and position reporting
  • Manage regulatory examinations and inquiries
  • Serve as compliance point of contact for assigned business areas

Requirements

  • Bachelor's degree in Finance, Law, Economics, or related field
  • Relevant professional certifications such as Series 7, 24, or 57
  • 7-10+ years of compliance experience in financial services
  • At least 3 years in electronic or algorithmic trading
  • Strong project management and stakeholder management skills
  • Excellent analytical, written and verbal communication

Preferred Qualifications

  • Master's or JD degree
  • Experience at a proprietary trading or HFT-focused firm
  • Experience with regulatory bodies and industry groups

Benefits

  • 40 paid days off
  • Flexible schedule
  • Work remotely from anywhere in the world
  • Access to global offices
  • Competitive salary

About the Company

  • A welcoming group of highly qualified international professionals working on cutting-edge technology.

What we look for

  • Bachelor's degree in Finance, Law, Economics, or related field
  • Relevant professional certifications such as Series 7, 24, or 57
  • 7-10+ years of compliance experience in financial services
  • At least 3 years in electronic or algorithmic trading
  • Strong project management and stakeholder management skills
  • Excellent analytical, written and verbal communication
  • Master's or JD degree
  • Experience at a proprietary trading or HFT-focused firm
  • Experience with regulatory bodies and industry groups
Risk ManagementProject ManagementComplianceStakeholder Managementregulatory reporting
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