Senior Manager - Market Conduct Risk

Responsibilities

• Establish, maintain, and enhance the Bank's independent Market Conduct Risk Framework as part of the Second Line of Defence
• Ensure effective oversight of conduct risks in accordance with UAE Central Bank regulations
• Provide independent challenge over the First Line's management of conduct risks throughout the customer lifecycle
• Develop and maintain the Bank's Market Conduct Risk Framework, methodology, taxonomy, and governance standards
• Perform enterprise-wide conduct risk assessments using a risk-based supervisory methodology
• Oversee implementation of Consumer Protection Regulation and Consumer Protection Standards
• Lead Market Conduct regulatory engagements with CBUAE and coordinate responses to examinations
• Oversee reporting and escalation of market abuse incidents and manage insider trading risks
• Review product governance arrangements including target market assessments and product suitability

Requirements

• Bachelor's degree in Business, Law, Education, or a related field
• 3-5 years of experience in regulatory compliance, controls, and governance within the banking industry
• Strong knowledge of regulatory compliance and conduct risk standards
• Excellent verbal and written communication skills
• Ability to analyze data related to conduct risk incidents and customer complaints

About the Company

Capitex is a financial institution focused on maintaining high standards of market conduct and consumer protection within the banking sector.