Director of SOX

Responsibilities

• Lead the annual SOX risk assessment and scoping exercise, identifying significant accounts, locations, and critical IT systems
• Define the testing strategy for the fiscal year, including the balance between internal testing and direct assistance for external auditors
• Oversee the documentation and testing of key financial cycles such as Treasury, Lending Operations, Fair Value of Loans, and Revenue Recognition
• Drive compliance strategy for IT General Controls (ITGC), including Access Security, Change Management, and File Maintenance
• Evaluate the impact of Service Organizations (SOC 1 / SOC 2 reports) on the company’s control environment
• Partner with Process Owners to design remediations for identified deficiencies and monitor progress
• Present quarterly status updates to the Audit Committee and Senior Management
• Manage the relationship with external audit firms to ensure alignment of testing results

Requirements

• Bachelor’s degree in Accounting, Finance, or related field
• 8+ years of progressive experience in SOX compliance, internal audit, public accounting, or accounting
• Experience supporting a publicly traded company
• Strong knowledge of SOX 404 requirements, COSO framework, SEC regulations, and PCAOB auditing standards
• Deep proficiency in managing integrated internal controls and ITGCs
• Experience evaluating third-party risk and reviewing SOC 1 / SOC 2 reports
• Exceptional project management and organizational skills

Preferred Qualifications

• CPA, CIA, CISA, or other relevant certification

About the Company

OppFi is a leading tech-enabled digital finance platform that works with banks to provide financial products and services for everyday Americans, focusing on financial inclusion and building better financial health.