Operations Associate

Responsibilities

• Assist in processing client transactions including account openings, transfers, and withdrawals
• Support reconciliation of client accounts and investment transactions
• Partner with Wealth Management Associates to reduce operational friction
• Maintain and update internal databases and systems
• Conduct regular audits of operational processes to identify efficiency improvements
• Prepare reports on operational metrics and client activity
• Assist in the development and implementation of operational policies
• Support onboarding of new clients and investment products

Requirements

• Bachelor’s degree in finance, business administration, or a related field preferred
• Previous experience in operations or administration, preferably in financial services
• Strong analytical skills and attention to detail
• Proficiency in Google Suite
• Excellent organizational and time management skills
• Strong written and verbal communication skills

Preferred Qualifications

• Experience with investment management software
• Knowledge of investment products and regulatory requirements

About the Company

Compound Planning is a leading fintech investment advisory firm.