Assurance Compliance Director

Responsibilities

• Support the Senior Compliance Director in maintaining a robust compliance management system (CMS)
• Develop and execute compliance reviews, monitoring, and testing to validate adherence to federal and state regulations
• Oversee compliance monitoring and testing programs across the Core Bank and Fintech Partners
• Conduct root cause analysis on identified issues and recommend improvements to policies and controls
• Manage, coach, and develop a team of compliance professionals
• Serve as an in-house subject matter expert providing guidance to staff and Fintech Partners
• Assist with internal/external audits and regulatory examinations

Requirements

• 10+ years of relevant compliance experience in the financial services industry (bank, banking fintech, or consulting)
• 5+ years of experience managing a team of 5+ individuals
• Advanced knowledge of financial services, deposit, and lending compliance laws (including ECOA, TILA, Reg E, Reg DD, FCRA, UDAAP)
• Strong analytical, critical thinking, and project management skills
• Proficiency in Microsoft Office and compliance software like ClickUp or Predict-360

Preferred Qualifications

• Certified Regulatory Compliance Manager (CRCM) designation
• Experience working across both fintech and traditional financial institutions

Benefits

• Medical, Dental, and Vision insurance
• Health Savings Account (HSA) and Flexible Spending Accounts (FSA)
• 401(k) retirement plan with company matching
• Life, Disability, and Supplemental insurance
• Generous Paid Time Off and 11 paid holidays

About the Company

Coastal is at the forefront of modern banking, combining strong financial infrastructure with cutting-edge Banking-as-a-Service (BaaS) and fintech enablement strategies.