Senior Compliance Associate

About the Company

Figure (NASDAQ: FIGR) is transforming capital markets through blockchain. By combining blockchain’s transparency and efficiency with AI-driven automation, we’ve reimagined how loans are originated, funded, and traded in secondary markets.

Responsibilities

• Oversee the company’s multi-state mortgage and consumer lending license portfolio via NMLS
• Manage research, preparation, and submission of new corporate, branch, and individual MLO license applications
• Lead preparation, validation, and submission of state annual reports, quarterly Mortgage Call Reports (MCR), and financial condition filings
• Partner with internal Data, Operations, and Finance teams to audit and reconcile loan production and servicing data
• Manage material change notifications to state regulators regarding corporate structure or business activities
• Serve as the primary liaison and Lead Project Manager for all state regulatory examinations
• Coordinate internal data-room preparation and pre-review materials for quality assurance
• Draft formal responses to examination findings and collaborate on corrective action plans

Requirements

• 4-6 years of compliance or regulatory experience within mortgage lending, consumer finance, or banking
• High proficiency with the NMLS portal
• Strong understanding of federal and state lending regulations (TILA/RESPA, ECOA, FCRA, SAFE Act)
• Experience leading or participating in state regulatory examinations
• Bachelor’s degree in Business, Finance, Legal Studies, or related field
• Ability to manage multiple strict regulatory deadlines
• Exceptional written and verbal communication skills

Preferred Qualifications

• Familiarity with digital assets, cryptocurrency, or blockchain technology
• CRCM or CAMS designation